Full Service Brokerage
The full-service brokerage team provides independent investment advice to clients with a full offering of managed investment solutions as well as expertise on individual security selection including equities, fixed income, currencies, mutual and exchange-traded funds, alternative investments and hedging strategies. This division is regulated by the Investment Industry Regulatory Organization of Canada (IIROC) and is a member of the National Bank Correspondent Network (NBCN).
The management team is focused on supporting our advisors with simple processes, personalized attention and a fun working environment. While continuously improving our operations and expanding our client offering, management of the full-service brokerage continues to aggressively recruit top-talent broker teams across the country.
Dennis Stewner, President & UDP
Blaine Coates, Chief Financial Officer
Sean Shore, Vice-President, Chief Compliance Officer and Regulatory Counsel
Annamaria Testani, Senior Vice-President, Business Development
Jon Kilfoyle, Senior Vice-President, Products and Marketing