Full-Service Brokerage
The full-service brokerage team provides independent investment advice to clients with a full offering of managed investment solutions as well as expertise on individual security selection including equities, fixed income, currencies, mutual and exchange-traded funds, alternative investments and hedging strategies. This division is regulated by the Investment Dealers Association (IDA) and is a member of the National Bank Correspondent Network (NBCN).
The management team is focused on supporting our advisors with simple processes, personalized attention and a fun working environment. While continuously improving our operations and expanding our client offering, management of the full-service brokerage continues to aggressively recruit top-talent broker teams across the country.
John Rothwell, President
Dennis Stewner, Chief Operating Officer & UDP
Blaine Coates, Chief Financial Officer
Barry Davidson, Director of Finance
Sean Shore, Regulatory Counsel
David Finley, Advisor Services